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Upperville, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-04-06 |
Branch Locations
1300 N. 17Th St. Suite 1300, Arlington, VA 22209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foxhall Capital Management, Inc. | Middleburg | VA | 05/1999 | 12/2019 |
| Eton Court Asset Management, Ltd | Alexandria | VA | 04/1999 | 12/2019 |
| Eton Court, Ltd | Washington | DC | 01/1989 | 12/2019 |
| Fairfax Global Markets Llc | Middleburg | VA | 07/2012 | 12/2019 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 12/2019 | 03/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 03/2025 |
| Wedbush Securities | Los Angeles | CA | 03/2025 | Present |
1) Fairfax Global Markets, LLC; Investment-related; Upperville, VA; Investment Management Company; Start Date 04/2012; Approx 15 hours monthly during business hours; CEO and Investment Manager. 2) Eton Court Productions, not investment-related, 21509 Willisville Rd, Upperville, VA 20184, production of documentaries on PBS, Owner, Writer, Executive Producer, Start Date 1999, 2-4 hours monthly devoted, 0 during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-11 |
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