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Current Employers
Fairfax Global Investment Management Llc

Upperville, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-04-06
  • VA RA
    APPROVED
    Since 2023-04-06

Branch Locations

1300 N. 17Th St. Suite 1300, Arlington, VA 22209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foxhall Capital Management, Inc. Middleburg VA 05/1999 12/2019
Eton Court Asset Management, Ltd Alexandria VA 04/1999 12/2019
Eton Court, Ltd Washington DC 01/1989 12/2019
Fairfax Global Markets Llc Middleburg VA 07/2012 12/2019
B.RIley Wealth Management, Inc. Memphis TN 12/2019 03/2025
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 03/2025
Wedbush Securities Los Angeles CA 03/2025 Present
  • 05/1999 → 12/2019
    Foxhall Capital Management, Inc.
    Middleburg, VA
  • 04/1999 → 12/2019
    Eton Court Asset Management, Ltd
    Alexandria, VA
  • 01/1989 → 12/2019
    Eton Court, Ltd
    Washington, DC
  • 07/2012 → 12/2019
    Fairfax Global Markets Llc
    Middleburg, VA
  • 12/2019 → 03/2025
    B.RIley Wealth Management, Inc.
    Memphis, TN
  • 07/2022 → 03/2025
    Memphis, TN
  • 03/2025 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
  • 2025-04-08 → 2026-02-25
    Upperville, VA
    Weatogue, CT
  • 2022-08-30 → 2025-04-16
    Arlington, VA
  • 2019-12-04 → 2023-03-31
    B. Riley Wealth Management
    Memphis, TN
    Arlington, VA
    New York, NY
  • 2013-01-02 → 2021-03-29
    Fairfax Global Markets Llc
    Middleburg, VA
  • 2012-07-03 → 2013-01-02
    Foxhall Capital Management, Inc.
    Middleburg, VA
  • 2000-04-04 → 2012-04-02
    Foxhall Capital Management, Inc.
    Orange, CT
Other Businesses

1) Fairfax Global Markets, LLC; Investment-related; Upperville, VA; Investment Management Company; Start Date 04/2012; Approx 15 hours monthly during business hours; CEO and Investment Manager. 2) Eton Court Productions, not investment-related, 21509 Willisville Rd, Upperville, VA 20184, production of documentaries on PBS, Owner, Writer, Executive Producer, Start Date 1999, 2-4 hours monthly devoted, 0 during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-11
  • S65 Uniform Investment Adviser Law Examination
    1999-11-11

View on SEC IAPD

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