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Daniel George Dichter

Ameriprise Financial Services, LLC

Ponte Vedra Beach, FL

Ponte Vedra Beach, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-13
NY RA APPROVED 2021-07-10
TX RA APPROVED 2021-07-09
  • FL RA
    APPROVED
    Since 2025-08-13
  • NY RA
    APPROVED
    Since 2021-07-10
  • TX RA
    APPROVED
    Since 2021-07-09

Branch Locations

818 A1A N Ste 301, Ponte Vedra Beach, FL 32082-3298 • United States

Ponte Vedra Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 06/2010 07/2021
Ameriprise Financial Services, Llc New York NY 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-19
S63 Uniform Securities Agent State Law Examination 2001-06-04
  • S65 Uniform Investment Adviser Law Examination
    2001-06-19
  • S63 Uniform Securities Agent State Law Examination
    2001-06-04

View on SEC IAPD

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