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Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc | Chicago | IL | 05/2015 | 02/2017 |
| World Equity Group | Chicago | IL | 03/2017 | 03/2020 |
Mel & Co. - President/Owner. Investment related. Started on 3/28/17 and is a Doing Business As ("DBA") for World Equity Group, Inc. business. 160 hours per month. 8 hours during securities trading hours. Financial planning and consulting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-16 |
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