Patricia Ann Cockell

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 10/2019
  Wells Fargo Advisors
  Greenwood Village, CO
• 10/2019 → Present
  Raymond James Financial Services, Inc
  Greenwood Village, CO
• 10/2019 → Present
  Raymond James Financial Services Advisors Inc.
  Greenwood Village, CO

Previous Registrations

• 2009-02-20 → 2019-10-18
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Colorado Springs, CO
• 2001-08-17 → 2009-03-12
  Citigroup Global Markets Inc.
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

Name of Business : PC WEALTH MANAGEMENT LLC Address: 5299 Dtc Blvd Ste 210,Greenwood Village, CO Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 10/15/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: FINANCIAL ADVISOR

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-25
• S63 Uniform Securities Agent State Law Examination
  2001-06-05

Other Names

• Patricia A Glidden
• Patty Cockell