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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-09
GA RA APPROVED 2013-09-09
  • TX RA
    APPROVED_RES
    Since 2013-10-09
  • GA RA
    APPROVED
    Since 2013-09-09

Branch Locations

1725 Electric Ave Ste 250, Watkinsville, GA 30677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Watkinsville GA 09/2013 Present
Raymond James Financial Services Advisors Inc. Watkinsville GA 09/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: BeaverShark Enterprises, LLC Address: Electric Avenue, Watkinsville, GA, 30677, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/15/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Building (2)Name of Business: Dominy Wealth Management Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/03/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: A pass through LLC for planning purposes (3)Name of Business: JBK Investments, LLC Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/16/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: Kip & Angie Dominy Address: 1091 Planters Lane, Greensboro, GA, 30642, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/25/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage assets in trust for benefit of my mom until she passes. (5)Name of Business: The Avenue Partners, LLC Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Support company/ DBA (Owner) (6)Name of Business: The Avenue Wealth Management, LLC Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Advisor, Partner, FA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2001-08-03
Other Names
  • Kip Dominy

View on SEC IAPD

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