Esteban Santiago Tormen

Current Employers

Employment History

• 12/2015 → 12/2019
  Efg Capital Advisors
  Miami, FL
• 01/2020 → 02/2021
  Ubs Financial Services Inc.
  Miami, FL
• 03/2022 → Present
  The Leaders Group Inc
  Littleton, CO
• 03/2021 → Present
  Passerelle Solutions
  Miami, FL

Previous Registrations

• 2020-01-28 → 2021-03-08
  Ubs Financial Services Inc.
  Miami, FL
  Miami, FL
• 2016-03-07 → 2020-01-07
  Efg Private Wealth Management (Americas) Corp.
  Miami, FL
• 2016-02-22 → 2019-02-22
  Efg Capital Advisors Inc.
  Miami, FL
• 2015-06-30 → 2015-12-17
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2010-01-01 → 2014-09-12
  Ubs Financial Services Inc.
  Miami, FL
  Weehawken, NJ
  Miami, FL
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
• 2006-03-31 → 2010-01-01
  Ubs International Inc.
  Miami, FL
  New York, NY
  Miami, FL
• 2005-06-17 → 2006-03-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coral Gables, FL
  Coral Gables, FL

Other Businesses

1.) PASSERELLE SOLUTIONS - 3/1/2021 - 777 S Harbour Island Blvd, Suite 255, Tampa, FL 33602 - Insurance & Premium Finance, Consulting, Not Invt Rel, Insurance business, 180 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 3/10/22 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR rep, Invt Rel, RA Business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2005-06-15