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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-16
  • NC RA
    APPROVED
    Since 2025-07-16

Branch Locations

Charlotte, NC • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 11/2014 01/2024
Hornor, Townsend And Kent, Llc Horsham PA 01/2024 09/2024
Unemployed Peoria IL 09/2024 03/2025
Hightower Advisors, Llc Chicago IL 03/2025 Present
Hightower Securities Chicago IL 09/2025 Present
  • 11/2014 → 01/2024
    Fort Mill, SC
  • 01/2024 → 09/2024
    Hornor, Townsend And Kent, Llc
    Horsham, PA
  • 09/2024 → 03/2025
    Unemployed
    Peoria, IL
  • 03/2025 → Present
    Chicago, IL
  • 09/2025 → Present
    Hightower Securities
    Chicago, IL
Previous Registrations
  • 2024-01-23 → 2024-09-06
    Conshohocken, PA
    Peoria, IL
  • 2014-11-12 → 2024-01-26
    Peoria, IL
    Washington, IL
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
  • 2011-09-07 → 2014-11-06
    First Midwest Securities, Inc.
    Bloomington, IL
    Bloomington, IL
    Bloomington, IL
    Wayne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-30
S63 Uniform Securities Agent State Law Examination 2002-01-15
  • S66 Uniform Combined State Law Examination
    2011-08-30
  • S63 Uniform Securities Agent State Law Examination
    2002-01-15
Other Names
  • Kendra Anne Lacey
  • Kendra Anne Gray
  • Krndra Gray

View on SEC IAPD

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