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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-16 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 11/2014 | 01/2024 |
| Hornor, Townsend And Kent, Llc | Horsham | PA | 01/2024 | 09/2024 |
| Unemployed | Peoria | IL | 09/2024 | 03/2025 |
| Hightower Advisors, Llc | Chicago | IL | 03/2025 | Present |
| Hightower Securities | Chicago | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-15 |
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