Gregory Polyak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2004-06-23

OH RA
APPROVED

Since 2004-06-23

Branch Locations

Chagrin Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Chagrin Falls	OH	06/2004	Present

06/2004 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Chagrin Falls, OH

Other Businesses

1. 6/15/2004 - GREGORY GROUP FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/3/2020 - No Business Name - Not Investment Related - Chagrin Falls, OH 44022 - Real Estate Rental - Start Date: 2/1/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Own a one-bedroom condo.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-06-21

S63 Uniform Securities Agent State Law Examination

2001-06-21

Other Names

Greg Polyak

View on SEC IAPD