Sal C Guerrero

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 06/2003 → Present
  Cuna Mutual Life Insurance Society
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Beaumont, TX

Previous Registrations

• 2005-06-21 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Beaumont, TX
  Beaumont, TX
  Beaumont, TX
  Beaumont, TX

Other Businesses

1)05/18/2022 Education First Financial Group- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Institution Program Manager 2)05/18/2022 Education First Credit Union- Investment Related- At Reported Business Location(s)- Financial Institution Duty- Vice President Wealth Management- Start Date- 4/2009 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2005-06-20
• S63 Uniform Securities Agent State Law Examination
  2001-06-04