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Jodie Yuko Brennan

Wells Fargo Advisors Financial Network, LLC

Irvine, CA

Reno, NV

CRD 4387738

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-12
CA RA APPROVED 2020-12-07
  • TX RA
    APPROVED
    Since 2021-10-12
  • CA RA
    APPROVED
    Since 2020-12-07

Branch Locations

18800 Von Karman Ste B [Satellite], Irvine, CA 92612 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Irvine CA 10/2019 Present
Wells Fargo Clearing Services, Llc Long Beach CA 02/2017 10/2019
Home Orange CA 04/2009 09/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30
Other Names
  • Jodie Yuko Umehira
  • Jodie Yuko Umehira
  • Jodie Yuko Brennan
  • Jodie Brennan

View on SEC IAPD

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