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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-08-24 |
Branch Locations
Land O Lakes, FL • United States
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2010 | 07/2018 |
| The Guardian Life Insurance Co Of America | Tampa | FL | 06/2001 | 08/2021 |
| Park Avenue Securities | Tampa | FL | 08/2018 | 08/2021 |
| Massmutual | Springfield | MA | 08/2021 | Present |
| Mml Investors Services, Llc | Land O Lake | FL | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-20 |
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