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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-24
  • FL RA
    APPROVED
    Since 2021-08-24

Branch Locations

Land O Lakes, FL • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2010 07/2018
The Guardian Life Insurance Co Of America Tampa FL 06/2001 08/2021
Park Avenue Securities Tampa FL 08/2018 08/2021
Massmutual Springfield MA 08/2021 Present
Mml Investors Services, Llc Land O Lake FL 08/2021 Present
  • 03/2010 → 07/2018
    Axa Advisors, Llc
    New York, NY
  • 06/2001 → 08/2021
    The Guardian Life Insurance Co Of America
    Tampa, FL
  • 08/2018 → 08/2021
    Park Avenue Securities
    Tampa, FL
  • 08/2021 → Present
    Massmutual
    Springfield, MA
  • 08/2021 → Present
    Land O Lake, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2018-02-20
Other Names
  • Melissa Leigh Linton
  • Melissa Leigh Rodriguez
  • Melissa L Rodriguez
  • Melissa Rodriguez

View on SEC IAPD

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