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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2012-06-05 |
Branch Locations
644 E Broad St., Souderton, PA 18964 • United States
Royersford, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flaherty Financial Services, Llc | New York | NY | 09/2009 | Present |
| Lpl Financial Llc | Souderton | PA | 10/2011 | Present |
(1) 01/12/2011: Flaherty Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 11/07/2016: No Business Name - Investment Related - 644 E Broad St, Souderton Pa - Real Estate Rental - Start 08/01/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-21 |
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