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Nicholas Roger Peet

Morgan Stanley

Tampa, FL

CRD 3109693

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
FL RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • FL RA
    APPROVED
    Since 2023-09-05

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Temple Terrace FL 02/2006 Present
E*Trade Capital Management Llc Temple Terrace FL 04/2009 Present
Morgan Stanley Temple Terrace FL 03/2023 Present
Morgan Stanley Temple Terrace FL 09/2023 Present
Morgan Stanley Temple Terrace FL 09/2023 Present
  • 02/2006 → Present
    E*Trade Securities Llc
    Temple Terrace, FL
  • 04/2009 → Present
    E*Trade Capital Management Llc
    Temple Terrace, FL
  • 03/2023 → Present
    Morgan Stanley
    Temple Terrace, FL
  • 09/2023 → Present
    Morgan Stanley
    Temple Terrace, FL
  • 09/2023 → Present
    Morgan Stanley
    Temple Terrace, FL
Previous Registrations
  • 2009-05-15 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Tampa, FL
    Tampa, FL
    Temple Terrace, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-21
S63 Uniform Securities Agent State Law Examination 1998-12-16
  • S66 Uniform Combined State Law Examination
    2009-04-21
  • S63 Uniform Securities Agent State Law Examination
    1998-12-16

View on SEC IAPD

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