Amy Denise Kaplan-needham

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-08-07

TX RA
APPROVED

Since 2018-08-07

Branch Locations

813 E Highway 199, Springtown, TX 76082-2758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp	Springtown	TX	12/2001	Present
Amy Kaplan-Needham Insurance Agency	Springtown	TX	01/2003	Present
State Farm Investment Management Corp	Springtown	TX	08/2018	Present

12/2001 → Present

State Farm Vp Management Corp

Springtown, TX
01/2003 → Present

Amy Kaplan-Needham Insurance Agency

Springtown, TX
08/2018 → Present

State Farm Investment Management Corp

Springtown, TX

Other Businesses

1) Amy Kaplan's Insurance Agency; Insurance Agency; Investment-related; 813 E Highway 199 Springtown, TX 76082-2758; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2001; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-05-04

S63 Uniform Securities Agent State Law Examination

2001-05-04

Designations

Chartered Financial Consultant

Other Names

Amy Kaplan-Needham
Amy Denise Kaplan

View on SEC IAPD