Best Investors Account Sign in

Robert Siegler

LPl Financial LLC

Paramus, NJ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
NJ RA APPROVED 2020-07-31
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • NJ RA
    APPROVED
    Since 2020-07-31

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Monsey NY 03/2010 10/2016
Raymond James Financial Services, Inc. Butler NJ 10/2016 07/2020
Lakeland Bank Butler NJ 10/2016 07/2020
Raymond James Financial Services Advisors Inc. Butler NJ 10/2016 07/2020
Lfsa Inc. - Lakeland Financial Services Agency Butler NJ 08/2018 07/2020
Lakeland Financial Services Butler NJ 06/2019 07/2020
Lfsa Inc. - Lakeland Financial Services Agency Butler NJ 08/2018 07/2020
Lpl Financial, Llc Paramus NJ 07/2020 Present
  • 03/2010 → 10/2016
    J.P. Morgan Securities Llc
    Monsey, NY
  • 10/2016 → 07/2020
    Raymond James Financial Services, Inc.
    Butler, NJ
  • 10/2016 → 07/2020
    Lakeland Bank
    Butler, NJ
  • 10/2016 → 07/2020
    Raymond James Financial Services Advisors Inc.
    Butler, NJ
  • 08/2018 → 07/2020
    Lfsa Inc. - Lakeland Financial Services Agency
    Butler, NJ
  • 06/2019 → 07/2020
    Lakeland Financial Services
    Butler, NJ
  • 08/2018 → 07/2020
    Lfsa Inc. - Lakeland Financial Services Agency
    Butler, NJ
  • 07/2020 → Present
    Lpl Financial, Llc
    Paramus, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-26
  • S66 Uniform Combined State Law Examination
    2008-09-26

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
WELLS FARGO INVESTMENT INSTITUTE, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
SANCTUARY ADVISORS, LLC
ROCKEFELLER FINANCIAL LLC

Other Investors

Jennifer Williams
Claudine D. Isaac
Emma B. Hallett
Inna Price
Daniel K Roh
Thomas W. Larsen
JEREMY DAVID BROWER
Natalia Oliver

Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

More in Paramus, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor