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Douglas Matthew Gleason

State Farm Investment Management Corp.

Knoxville, TN

CRD 4387185

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-12-21
KY RA APPROVED 2018-12-17
  • TN RA
    APPROVED
    Since 2018-12-21
  • KY RA
    APPROVED
    Since 2018-12-17

Branch Locations

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Knoxville TN 09/2007 Present
State Farm Insurance Knoxville TN 03/2013 Present
State Farm Investment Management Corp Knoxville TN 08/2018 Present
  • 09/2007 → Present
    State Farm Vp Management Corp
    Knoxville, TN
  • 03/2013 → Present
    State Farm Insurance
    Knoxville, TN
  • 08/2018 → Present
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-17
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2018-12-17
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • Doug Gleason

View on SEC IAPD

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