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Jeanne M Gagliardi

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
TX RA APPROVED 2020-07-08
NJ RA APPROVED 2020-01-30
  • NY RA
    APPROVED
    Since 2021-07-18
  • TX RA
    APPROVED
    Since 2020-07-08
  • NJ RA
    APPROVED
    Since 2020-01-30

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation New City NY 01/2016 10/2019
National Asset Management New City NY 02/2018 10/2019
Ameriprise Financial Services, Inc New City NY 10/2019 01/2020
Wells Fargo Clearing Services Llc New City NY 01/2020 Present
  • 01/2016 → 10/2019
    National Securities Corporation
    New City, NY
  • 02/2018 → 10/2019
    National Asset Management
    New City, NY
  • 10/2019 → 01/2020
    Ameriprise Financial Services, Inc
    New City, NY
  • 01/2020 → Present
    Wells Fargo Clearing Services Llc
    New City, NY
Previous Registrations
Other Businesses

NOTARY PUBLIC, NOT INVT RELATED, NEW CITY, NY, NOTARY, START DATE 2/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-13
S63 Uniform Securities Agent State Law Examination 2016-06-09
  • S65 Uniform Investment Adviser Law Examination
    2018-02-13
  • S63 Uniform Securities Agent State Law Examination
    2016-06-09
Other Names
  • Jeanne Migliardi

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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