Robert Boyd Spencer

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → Present
  Northwestern Mutual Investment Services, Llc
  Atlanta, GA
• 08/2005 → Present
  Northwestern Mutual Life Insurance Co
  Milwaukee, WI
• 05/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2007-03-14 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 2001-07-31 → 2002-06-27
  Wells Fargo Clearing Services, Llc
  Atlanta, GA

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, R SPENCER ENTERPRISES, LLC, LEGAL ENTITY, START DATE: 09/14/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. TFWM, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 9/14/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-12
• S63 Uniform Securities Agent State Law Examination
  1999-08-25

Other Names

• Rob Spencer