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Daniel Gonzalez

Strategic Advisers LLC

Covington, KY

Independence, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

Independence, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Cincinnati OH 11/2001 01/2017
Jjb Hilliard Wl Lyons Llc Cincinnati OH 01/2017 06/2018
Patrick Capital Markets, Llc Saint Louis MO 07/2018 03/2019
Fidelity Brokerage Services Llc Covington KY 03/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2001 → 01/2017
    Western Southern
    Cincinnati, OH
  • 01/2017 → 06/2018
    Jjb Hilliard Wl Lyons Llc
    Cincinnati, OH
  • 07/2018 → 03/2019
    Patrick Capital Markets, Llc
    Saint Louis, MO
  • 03/2019 → Present
    Fidelity Brokerage Services Llc
    Covington, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-05-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
  • 2017-01-31 → 2018-07-13
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cincinnati, OH
  • 2017-01-20 → 2017-02-01
    Touchstone Advisors Inc
    Cincinnati, OH
  • 2007-09-24 → 2014-12-31
    Touchstone Advisors Inc
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-22
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S65 Uniform Investment Adviser Law Examination
    2001-08-22
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13

View on SEC IAPD

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ALEX CHISHOLM
CHRISTOPHER M HATFIELD
JOSEPH D QUIGLEY
BERNARD WILLIAM WESSELMAN
DUSTIN WATKINS
TIMOTHY J WALLIN
JAIME MARIE LANHAM
DONALD W STEWART

Other Offices

STRATEGIC ADVISERS LLC · COVINGTON, KY
STRATEGIC ADVISERS LLC · COVINGTON, KY
PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
ROBERT W. BAIRD & CO. INCORPORATED · Fort Wright, KY
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