Steven Douglas Drews

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-11-26
AL	RA	APPROVED	2011-07-07

TX RA
APPROVED_RES

Since 2012-11-26
AL RA
APPROVED

Since 2011-07-07

Branch Locations

5417 Hwy 90 W, Mobile, AL 36619 • United States

4650 Airport Blvd, Mobile, AL 36608 • United States

3001 Dauphin St, Mobile, AL 36606 • United States

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Birmingham	AL	07/2011	11/2016
Wells Fargo Clearing Services, Llc	Birmingham	AL	11/2016	Present

07/2011 → 11/2016

Wells Fargo Advisors Llc

Birmingham, AL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Birmingham, AL

Previous Registrations

2005-09-26 → 2011-07-20

Lpl Financial Llc

Mobile, AL

Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, MOBILE, AL. RENTAL PROPERTY, INV RELATED, GULF SHORES, AL, 100% OWNERSHIP, START DATE: 9/1/23, 4 HRS PER MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-23
S63	Uniform Securities Agent State Law Examination	2001-06-15

S66 Uniform Combined State Law Examination

2005-09-23
S63 Uniform Securities Agent State Law Examination

2001-06-15

View on SEC IAPD