Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-02-25
TX RA APPROVED_RES 2004-08-17
  • NJ RA
    APPROVED
    Since 2005-02-25
  • TX RA
    APPROVED_RES
    Since 2004-08-17

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Monroe, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Somerset NJ 03/2001 Present
  • 03/2001 → Present
    Merrill Lynch
    Somerset, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    2001-09-27

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor