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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-09-19
  • GA RA
    APPROVED
    Since 2016-09-19

Branch Locations

303 Peachtree St, Ne Fl 29, Atlanta, GA 30308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Banks, Inc. Atlanta GA 04/2006 Present
Truist Advisory Services, Inc Atlanta GA 09/2016 Present
Truist Investment Services, Inc. Atlanta GA 04/2016 Present
  • 04/2006 → Present
    Truist Banks, Inc.
    Atlanta, GA
  • 09/2016 → Present
    Atlanta, GA
  • 04/2016 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-11
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2005-10-11
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15

View on SEC IAPD

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