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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-07 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
201 N Main Street, Thiensville, WI 53092 • United States
1425 W Mequon, Mequon, WI 53092 • United States
Whitefish Bay, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harris Investor Services, Inc | Cedarburg | WI | 10/2010 | Present |
| Lpl Financial Llc | Mequon | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - MEQUON, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-30 |
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