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Inactive

Thomas Jeremiah Mullen

Breakwater Capital Group

Paramus, NJ

Westwood, MA

Dedham, MA

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Current Employers
Breakwater Capital Group

140 E. Ridgewood Avenue Suite 415, Paramus, NJ 07652 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-25
MA RA APPROVED 2023-08-09
TX RA APPROVED 2023-07-14
  • NJ RA
    APPROVED
    Since 2024-10-25
  • MA RA
    APPROVED
    Since 2023-08-09
  • TX RA
    APPROVED
    Since 2023-07-14

Branch Locations

140 E. Ridgewood Avenue Suite 415, Paramus, NJ 07652 • United States

Westwood, MA • United States

3 Allied Drive Suite 303, Dedham, MA 02026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Westwood MA 02/2023 07/2023
Fidelity Brokerage Services Llc Boston MA 06/2020 02/2023
Breakwater Capital Group Paramus NJ 07/2023 Present
Fidelity Brokerage Services Llc Boston MA 03/2015 05/2020
  • 02/2023 → 07/2023
    Unemployed
    Westwood, MA
  • 06/2020 → 02/2023
    Fidelity Brokerage Services Llc
    Boston, MA
  • 07/2023 → Present
    Breakwater Capital Group
    Paramus, NJ
  • 03/2015 → 05/2020
    Fidelity Brokerage Services Llc
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2023-01-24
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2004-01-13 → 2018-07-13
    Strategic Advisers Llc
    Merrimack, NH
    Merrimack, NH
    Paramus, NJ
    Smithfield, RI
    Merrimack, NH
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-28
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S66 Uniform Combined State Law Examination
    2003-08-28
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18
Designations

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
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