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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-26
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-08-26
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

Whittier, CA • United States

4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Torrance CA 01/2006 03/2017
Mml Investors Services, Llc Newport Beach CA 03/2017 Present
Massmutual Life Insurance Co Newport Beach CA 07/2016 Present
  • 01/2006 → 03/2017
    Metlife
    Torrance, CA
  • 03/2017 → Present
    Newport Beach, CA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newport Beach, CA
Previous Registrations
  • 2012-01-13 → 2017-03-25
    Msi Financial Services, Inc.
    Los Angeles, CA
    Carlsbad, CA
    Norwalk, CA
    Whittier, CA
    Carlsbad, CA
    Torrance, CA
    Whittier, CA
    Brea, CA
    Brea, CA
    Springfield, MA
    Springfield, MA
    Torrance, CA
Other Businesses

NAME: SAL SANCHEZ INV REL: Y ADD: 4695 MACARTHUR COURT STE 1000 NEWPORT BEACH CA 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 7/1/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 2001-12-07
  • S66 Uniform Combined State Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-12-07

View on SEC IAPD

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