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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-01
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-01
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

58 Maple Ave, Morristown, NJ 07960 • United States

Kinnelon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Somerset NJ 12/2005 03/2017
Mml Investors Services, Llc Morristown NJ 03/2017 Present
Massmutual Life Insurance Co Morristown NJ 07/2016 Present
  • 12/2005 → 03/2017
    Metlife Securities Inc
    Somerset, NJ
  • 03/2017 → Present
    Morristown, NJ
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Morristown, NJ
Previous Registrations
  • 2005-12-06 → 2017-03-25
    Msi Financial Services, Inc.
    Cranford, NJ
    Kinnelon, NJ
    Morristown, NJ
    Morris Plains, NJ
    Springfield, MA
    Springfield, MA
    Cranford, NJ
  • 2005-07-19 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
  • 2003-01-06 → 2005-07-08
    Florham Park, NJ
Other Businesses

NAME: FORCE FINANCIAL INV REL: Y ADDR: 78-80 MAIN ST. SUITE #6 MADISON, NJ 07940 NATURE: EMPLOYEE GROUP RETIREMENT PLANS POSITION: SERVICING PARTNER START: 6/1/2017 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 10 (2) NAME: JOHN TUMMINIA JR INV REL: Y ADDR: 350 RTE 10 W, UNIT C-12, MORRIS PLAINS, NJ 07950 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 5/1/2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (3) NAME: FORCE BENEFITS CONSULTANTS & INSURANCE SOLUTIONS LLC INV REL: Y ADDR: 78-80 MAIN ST. SUITE #6 MADISON, NJ 07940 NATURE: LIFE, PROPERTY/CASUALTY, HEALTH, ID THEFT, PET INSURANCE AND LEGAL INSURANCE SALES POSITION: SALES, AGENT START: 10/2018 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 (4) NAME: JOHN TUMMINIA INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 01/01/2024 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DISABILITY, PROPERTY AND CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH, DENTAL, MEDICAL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-20
  • S66 Uniform Combined State Law Examination
    2002-12-20

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