Christopher Matthew Bowen

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-06-04

TX RA
APPROVED

Since 2015-06-04

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Schwab Retirement Plan Services, Inc	Austin	TX	01/2015	12/2018
Charles Schwab & Co., Inc.	Austin	TX	01/2015	Present

01/2015 → 12/2018

Schwab Retirement Plan Services, Inc

Austin, TX
01/2015 → Present

Charles Schwab & Co., Inc.

Austin, TX

Previous Registrations

2010-08-27 → 2011-10-05

Empower Advisory Group, Llc

Greenwood Village, CO
2004-04-07 → 2004-11-15

Cuso Financial Services, L.P.

Colorado Springs, CO
2004-01-02 → 2004-04-29

Ameriprise Advisor Services, Inc.

Colorado Springs, CO
2003-10-30 → 2003-12-19

Cuso Financial Services, L.P.

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-04
S65	Uniform Investment Adviser Law Examination	2010-08-26

S66 Uniform Combined State Law Examination

2015-06-04
S65 Uniform Investment Adviser Law Examination

2010-08-26

Other Names

Christopher Matthew Bowen
Christopher M Bowen

View on SEC IAPD