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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Individual Corporate Services | Randellstown | MD | 02/1998 | Present |
| Grove Point Investments, Llc | Rockville | MD | 01/2010 | 05/2025 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Reisterstown | MD | 05/2025 | Present |
1- 05/2025 - Citizen group - Non-profit volunteer (not on board) - volunteer - Not Investment Related - Pasadena, MD - Start Date 10/01/2024 - 4 hours per month/ 1 hour during trading 2- 05/2025 - St. Jane Frances de Chantal Catholic Church - Other - Committee Member - Not Investment Related - Pasadena, MD - Start Date 12/10/2024 - 1 hour per month/ 0 hours during trading 3- 05/2025 - St. Jane Frances de Chantal Catholic Church - Other - Eucharistic Minister - Not Investment Related - Pasadena, MD - Start Date 10/11/2011 - 4 hours per month/ 0 hours during trading 4- 05/2025 - ICS-Insurance, Inc. - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/18/1992 - 160 hours per month/ 100 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-29 |
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