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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-01
  • MD RA
    APPROVED
    Since 2025-05-01

Branch Locations

4 Glyndon Dr Ste 2F, Reisterstown, MD 21136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Individual Corporate Services Randellstown MD 02/1998 Present
Grove Point Investments, Llc Rockville MD 01/2010 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Reisterstown MD 05/2025 Present
  • 02/1998 → Present
    Individual Corporate Services
    Randellstown, MD
  • 01/2010 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2025 → Present
    Reisterstown, MD
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Rockville, MD
    Reisterstown, MD
  • 2010-01-04 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Reisterstown, MD
    North Bethesda, MD
    North Bethesda, MD
  • 2002-05-31 → 2009-12-31
    Medallion Advisory Services, Llc
    Reisterstown, MD
Other Businesses

1- 05/2025 - Citizen group - Non-profit volunteer (not on board) - volunteer - Not Investment Related - Pasadena, MD - Start Date 10/01/2024 - 4 hours per month/ 1 hour during trading 2- 05/2025 - St. Jane Frances de Chantal Catholic Church - Other - Committee Member - Not Investment Related - Pasadena, MD - Start Date 12/10/2024 - 1 hour per month/ 0 hours during trading 3- 05/2025 - St. Jane Frances de Chantal Catholic Church - Other - Eucharistic Minister - Not Investment Related - Pasadena, MD - Start Date 10/11/2011 - 4 hours per month/ 0 hours during trading 4- 05/2025 - ICS-Insurance, Inc. - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/18/1992 - 160 hours per month/ 100 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-16
S63 Uniform Securities Agent State Law Examination 2001-11-29
  • S65 Uniform Investment Adviser Law Examination
    2002-04-16
  • S63 Uniform Securities Agent State Law Examination
    2001-11-29
Other Names
  • Ruth Anne Windesheim

View on SEC IAPD

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