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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-12-09 |
Branch Locations
One Giralda Farms Suite 130, Madison, NJ 07940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Parsippany | NJ | 11/2012 | 01/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 01/2018 | 06/2021 |
| Lpl Financial, Llc | Parsippany | NJ | 07/2021 | 11/2021 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 07/2021 | 11/2021 |
| Wealth Enhancement Group | Plymouth | MN | 07/2021 | 11/2021 |
| Wealth Enhancement Advisory Services Llc | Parsippany | NJ | 07/2021 | 11/2021 |
| Mariner Wealth Advisors | Overland Park | KS | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-31 |
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