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Inactive

Barrigan William Nelson

Capital Financial Planners

Salem, OR

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Current Employers
Capital Financial Planners

1640 Liberty St Se, Salem, OR 97302 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-09-30
TX RA APPROVED 2020-09-15
  • OR RA
    APPROVED
    Since 2020-09-30
  • TX RA
    APPROVED
    Since 2020-09-15

Branch Locations

1640 Liberty St Se, Salem, OR 97302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Salem OR 07/2001 10/2020
Capital Financial Planners, Llc Salem OR 01/2007 Present
Kms Financial Services, Inc. Salem OR 08/2003 10/2020
  • 07/2001 → 10/2020
    Kms Financial Services, Inc
    Salem, OR
  • 01/2007 → Present
    Capital Financial Planners, Llc
    Salem, OR
  • 08/2003 → 10/2020
    Kms Financial Services, Inc.
    Salem, OR
Previous Registrations
  • 2003-08-05 → 2020-10-30
    Kms Financial Services, Inc.
    Salem, OR
    Salem, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-29
  • S66 Uniform Combined State Law Examination
    2001-06-29
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
KEUDELL MORRISON WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
U.S. BANCORP ADVISORS, LLC

Other Investors

MICHAEL SCOTT CAPRAI
Caitlin Marie Davis
KEVIN LEE BENEFIEL
John Daryl Acosta Bernardio
DAVID JOHN WRIGHT
YORK APARICIO MENDOZA
JASON H HARRIS
Chad Michael Wright

Other Offices

LPL FINANCIAL LLC · SALEM, OR
EDWARD JONES · SALEM, OR
J.P. MORGAN SECURITIES LLC · SALEM, OR
LPL FINANCIAL LLC · SALEM, OR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SALEM, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Salem, OR
KEUDELL MORRISON WEALTH MANAGEMENT, LLC · SALEM, OR
AMERIPRISE FINANCIAL SERVICES, LLC · Salem, OR

More in Salem, OR

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