Juan Jose Jimenez-Ullate

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 07/2010 → Present
  Bank Of America,Na
  Miami, FL

Previous Registrations

• 2004-06-18 → 2006-08-22
  Banc Of America Investment Services, Inc.
  Miami, FL
  Miami, FL
• 2001-07-20 → 2004-06-25
  A. G. Edwards & Sons, Inc.
  Coral Gables, FL

Other Businesses

I*88784 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VALUC STARS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33143 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/30/2012 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VALUC STARS LLC IS A COMPANY ESTSBLISHED WITH THE PURPOSE OF HOLDING REAL ESTATE AS RECOMMENDED BY OUR ESTATE ATTORNEY. IT IS OWNED BY ME AND MY WIFE.

Exams

• S66 Uniform Combined State Law Examination
  2001-07-11