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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-10 |
| CA | RA | APPROVED | 2010-10-29 |
Branch Locations
200 Pringle Ave Ste 550, Walnut Creek, CA 94596 • United States
Walnut Creek, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Ramon | CA | 10/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Walnut Creek | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 9233 E. Neville Ave #1036Mesa, AZ 85209, ,; Investment-Related; 10/01/2018 / Single Family; 7997 W Citrus Way Glendale, AZ, ,; Investment-Related; 10/01/2018 / Single Family; 19168 N 43rd Dr Glendale, AZ, ,; Investment-Related; 10/01/2018 / Single Family; 10422 W. Windsor Blvd Glendale, AZ, ,; Investment-Related; 10/01/2018. Board of Directors; COTAP; Director; 3857 Lakeshore Ave Oakland ca, ,; ; 10/20/2011; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-11 |
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