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1150 Penfield Rd., Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mrm Wealth Management, Llc | Penfield | NY | 02/2013 | 10/2016 |
| Candace Shira Associates, Llc | Pittsford | NY | 10/2016 | 10/2016 |
| Cross Staff Investments | Pittsford | NY | 10/2016 | 10/2016 |
| Unemployed | Ontario | NY | 10/2016 | 04/2017 |
| Prentice Wealth Management, Llc | Rochester | NY | 04/2017 | Present |
| Cadaret Grant, & Co. Inc. | Rochester | NY | 05/2017 | 07/2025 |
| Cadaret Grant, & Co. Inc. | Rochester | NY | 05/2017 | 12/2021 |
| Lpl Financial Llc | Rochester | NY | 07/2025 | Present |
1- 10/10/2025 - Prentice Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/17/2017 - 225 hours per month/ 143 hours during trading. 2) 10/15/2025 - Prentice Wealth Management, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:04/17/2017 - 225 Hrs/Mth - 143 Hrs During Trading.I provide investment advisory services through PRENTICE WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 225 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-02 |
| S65 | Uniform Investment Adviser Law Examination | 2013-02-21 |
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