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Current Employers
Prentice Wealth Management Llc

1150 Penfield Rd., Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-30
  • NY RA
    APPROVED
    Since 2021-04-30

Branch Locations

1150 Penfield Rd., Rochester, NY 14625 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mrm Wealth Management, Llc Penfield NY 02/2013 10/2016
Candace Shira Associates, Llc Pittsford NY 10/2016 10/2016
Cross Staff Investments Pittsford NY 10/2016 10/2016
Unemployed Ontario NY 10/2016 04/2017
Prentice Wealth Management, Llc Rochester NY 04/2017 Present
Cadaret Grant, & Co. Inc. Rochester NY 05/2017 07/2025
Cadaret Grant, & Co. Inc. Rochester NY 05/2017 12/2021
Lpl Financial Llc Rochester NY 07/2025 Present
  • 02/2013 → 10/2016
    Mrm Wealth Management, Llc
    Penfield, NY
  • 10/2016 → 10/2016
    Candace Shira Associates, Llc
    Pittsford, NY
  • 10/2016 → 10/2016
    Cross Staff Investments
    Pittsford, NY
  • 10/2016 → 04/2017
    Unemployed
    Ontario, NY
  • 04/2017 → Present
    Rochester, NY
  • 05/2017 → 07/2025
    Cadaret Grant, & Co. Inc.
    Rochester, NY
  • 05/2017 → 12/2021
    Cadaret Grant, & Co. Inc.
    Rochester, NY
  • 07/2025 → Present
    Lpl Financial Llc
    Rochester, NY
Previous Registrations
  • 2017-06-15 → 2021-12-31
    Cadaret, Grant & Co., Inc.
    Rochester, NY
Other Businesses

1- 10/10/2025 - Prentice Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/17/2017 - 225 hours per month/ 143 hours during trading. 2) 10/15/2025 - Prentice Wealth Management, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:04/17/2017 - 225 Hrs/Mth - 143 Hrs During Trading.I provide investment advisory services through PRENTICE WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 225 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-02
S65 Uniform Investment Adviser Law Examination 2013-02-21
  • S66 Uniform Combined State Law Examination
    2017-06-02
  • S65 Uniform Investment Adviser Law Examination
    2013-02-21
Designations

View on SEC IAPD

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