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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-27 |
Branch Locations
950 E State Hwy 114 Ste 100, Southlake, TX 76092 • United States
Trophy Club, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Southlake | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Southlake | TX | 11/2016 | 10/2017 |
| Ameriprise Financial Services, Inc. | Southlake | TX | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Southlake | TX | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-14 |
| S65 | Uniform Investment Adviser Law Examination | 2000-12-20 |
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