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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-11
CA RA APPROVED 2010-06-22
  • TX RA
    APPROVED_RES
    Since 2020-03-11
  • CA RA
    APPROVED
    Since 2010-06-22

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 04/2016 Present
Previous Registrations
Other Businesses

*449681 - Investment Property; Investment related - Yes; Marina del Rey, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 5; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Customer Service, Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-15
  • S66 Uniform Combined State Law Examination
    2009-06-15
Other Names
  • Nicole Natalie Dickerson
  • Nicole Dickerson

View on SEC IAPD

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