Giancarlo Antonio Foti

Current Employers

Employment History

• 11/2008 → 04/2018
  Various Insurance Carriers For W&R Insurance Agencies
  Lincoln, CA
• 11/2008 → 04/2018
  Waddell & Reed
  Sacramento, CA
• 04/2018 → 07/2025
  Next Financial Group, Inc.
  Houston, TX
• 07/2025 → 08/2026
  Lpl Financial Llc
  Roseville, CA
• 04/2018 → Present
  Sierra Ridge Wealth Management, Llc
  Roseville, CA
• 07/2025 → Present
  Sierra Ridge Advisor Group
  Roseville, CA
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-04-23 → 2025-07-10
  Next Financial Group, Inc.
  Sacramento, CA
  Sacramento, CA
  Houston, TX
  Lincoln, CA
  Roseville, CA
  Tampa, FL
  Coralville, IA
  Roseville, CA
  Sacramento, CA
• 2008-11-07 → 2018-04-18
  Waddell & Reed
  Sacramento, CA
  Stockton, CA
  San Mateo, CA
  Reno, NV
• 2001-06-05 → 2008-02-12
  Ameriprise Financial Services, Llc
  San Francisco, CA
  Redwood City, CA
  San Francisco, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2011 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SIERRA RIDGE WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2018 POSITION/TITLE/RELATIONSHIP: CEO APX NUMBER OF HOURS PER WEEK: 100 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: LEADS THE FIRM'S VISION, STRATEGIC PARTNERSHIPS, ADVISOR RECRUITMENT; 3. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: CEO APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROVIDES EXECUTIVE LEADERSHIP FOR THE FIRM'S STRATEGY, ADVISOR PLATFORM, OPERATIONS, COMPLIANCE OVERSIGHT, AND LONG-TERM GROWTH INITIATIVES; 3- 07/2025 - Sierra Ridge Wealth Management, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/23/2018 - 20 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2001-06-01

Other Names

• Giancarlo Antoino Fonti
• Giancarlo Foti