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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-22
  • NC RA
    APPROVED
    Since 2023-03-22

Branch Locations

415 A-1 S. Sharon Amity Road, Charlotte, NC 28211 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Charlotte NC 07/2008 03/2023
Cambridge Investment Research, Inc. Fairfield IA 03/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2023 Present
  • 07/2008 → 03/2023
    Lincoln Financial Securities Corporation
    Charlotte, NC
  • 03/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2004-10-26 → 2023-03-22
    Osaic Fs, Inc.
    Charlotte, NC
    Gastonia, NC
    Charlotte, NC
Other Businesses

1) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 3/2023 / IAR AFFILIATION / INV REL / 160 HR/MO - 120 HR TRADING 2) BOWMAN FINANCIAL GROUP, 415 A-1 S. Sharon Amity Road, Charlotte NC 28211, 06/2008, Owner, Using a Trade Name/DBA, NIR, 10 HR/MO - 5 HR/MO TRADING. 3) BOWMAN INVESTMENTS, LLC, 1043 Rolling Green Drive, Newton NC 28658, 03/2023, Member, Owner/Partner, NIR, 8 HR/MO - 0 HR/MO TRADING. 4) BOWMAN FAMILY LIMITED PARTNERSHIP, 1043 Rolling Green Drive, Newton NC 28658, 03/2023, Limited Partner, Owner/Partner, NIR, 8 HR/MO - 0 HR/MO TRADING. 5) MUNN POINT HOLDINGS, LLC, 415 A-1 S. Sharon Amity Road, Charlotte NC 28211, 03/2023, Owner, Family LLC, NIR, 0 HR/MO - 0 HR/MO TRADING. 6) BOWMAN HART, LLC, 415 A-1 S. Sharon Amity Road, Charlotte NC 28211, 03/2023, Owner, Legal Entity that used to own Office Building, NIR, 0 HR/MO - 0 HR/MO TRADING. 7) SHARON OFFICE PARK OWNERS ASSOCIATION, 419 S. Sharon Amity Road, Charlotte NC 28211, 03/2023, Board Member, Assist in Decision-making for the Office Park, NIR, 4 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-21
S63 Uniform Securities Agent State Law Examination 2001-05-24
  • S65 Uniform Investment Adviser Law Examination
    2004-09-21
  • S63 Uniform Securities Agent State Law Examination
    2001-05-24
Other Names
  • L Aaron Bowman
  • Aaron Bowman

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