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Mark Nassiff

Southcoast Advisory Group, Inc

Fall River, MA

CRD 4384231

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Employer firm

Southcoast Advisory Group, Inc CRD 161543

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Southcoast Advisory Group, Inc

1320 North Main Street, Fall River, MA 02720 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-03-13
  • MA RA
    APPROVED
    Since 2012-03-13

Branch Locations

1320 North Main Street, Fall River, MA 02720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nassiff Financial Fall River MA 05/2007 Present
Southcoast Advisory Group, Inc Fall River MA 02/2012 Present
Other Businesses

OLIVEIRA ASSOCIATES REAL ESTATE. AGENT, REAL ESTATE SALES. INSURANCE SALES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-03
S63 Uniform Securities Agent State Law Examination 2001-06-29
  • S65 Uniform Investment Adviser Law Examination
    2010-04-03
  • S63 Uniform Securities Agent State Law Examination
    2001-06-29

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
OSAIC INSTITUTIONS, INC.

Nearby Investors

THOMAS ROBERT PIPPITT
NATHAN M RICHARD
BRENDEN TIMOTHY BOWERS

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
AMERIPRISE FINANCIAL SERVICES, LLC · FALL RIVER, MA
CETERA INVESTMENT ADVISERS LLC · FALL RIVER, MA

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