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Current Employers
Midwestern Securities Trading Company, Llc

235 Everett St, East Peoria, IL 61611 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-01-31
TX RA APPROVED 2023-01-04
FL RA APPROVED 2021-08-25
  • AL RA
    APPROVED
    Since 2025-01-31
  • TX RA
    APPROVED
    Since 2023-01-04
  • FL RA
    APPROVED
    Since 2021-08-25

Branch Locations

3260 East 53Rd Street, Davenport, IA 52807 • United States

9000 North Knoxville Avenue, Peoria, IL 61615 • United States

235 Everett St, East Peoria, IL 61611 • United States

235 Everett St. P.O. Box 2528, East Peoria, IL 61611 • United States

433 Main St, Carthage, IL 62321 • United States

Bradenton, FL • United States

235 Everett St, East Peoria, IL 61611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co., Llc East Peoria IL 04/2001 Present
John Graham & Associates East Peoria IL 04/2001 Present
  • 04/2001 → Present
    Midwestern Securities Trading Co., Llc
    East Peoria, IL
  • 04/2001 → Present
    John Graham & Associates
    East Peoria, IL
Other Businesses

1.) JOHN GRAHAM AND ASSOCIATES, 235 EVERETT ST EAST PEORIA, IL 61611, FINANCIAL CONSULTANT, STARTED 04/2001, INVESTMENT RELATED, 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-19
S63 Uniform Securities Agent State Law Examination 2001-04-24
  • S65 Uniform Investment Adviser Law Examination
    2003-05-19
  • S63 Uniform Securities Agent State Law Examination
    2001-04-24

View on SEC IAPD

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