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CRD 4384158
Midwestern Securities Trading Company, LLC CRD 101080
$1.98B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
235 Everett St, East Peoria, IL 61611 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED | 2023-01-04 |
| FL | RA | APPROVED | 2021-08-25 |
Branch Locations
3260 East 53Rd Street, Davenport, IA 52807 • United States
9000 North Knoxville Avenue, Peoria, IL 61615 • United States
235 Everett St, East Peoria, IL 61611 • United States
235 Everett St. P.O. Box 2528, East Peoria, IL 61611 • United States
433 Main St, Carthage, IL 62321 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwestern Securities Trading Co., Llc | East Peoria | IL | 04/2001 | Present |
| John Graham & Associates | East Peoria | IL | 04/2001 | Present |
1.) JOHN GRAHAM AND ASSOCIATES, 235 EVERETT ST EAST PEORIA, IL 61611, FINANCIAL CONSULTANT, STARTED 04/2001, INVESTMENT RELATED, 40 HOURS/WEEK BOTH DURING AND OUTSIDE MARKET HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-24 |
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