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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Overbrook | KS | 10/2006 | 07/2017 |
| Ameritime, Llc (Aka Compass Financial Resources, Llc) | Olathe | KS | 09/2001 | Present |
| Securities America, Inc. | Lincoln | NE | 07/2017 | 03/2024 |
| Securities America Advisors | Lincoln | NE | 07/2017 | 03/2024 |
| Compass Financial Resources | Lincoln | NE | 07/2017 | Present |
| Lpl Financial | Lincoln | NE | 03/2024 | Present |
1- 02/2024 / Compass Financial Resources / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 2- 02/2024 / Financial Markets, INC / Non-Variable Insurance / Investment Related / 30 hrs mth / 9 hrs during trading / Start date: 08/01/2001 3- 05/13/2024 / Ameritime, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor / Partial Owner - Started: 1/1/2000 - 60 Hrs/Mo; 2 Hrs During Trading - I provide administrative support to Ameritime, LLC, an independent investment advisor firm. I started this business activity in 01/2000. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-31 |
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