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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-02-15 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2020-06-18 |
| ME | RA | APPROVED | 2013-10-29 |
| IN | RA | APPROVED | 2012-12-14 |
| FL | RA | APPROVED | 2006-05-12 |
| MA | RA | APPROVED | 2001-08-11 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
Webster, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Needham | MA | 08/2000 | Present |
| Park Avenue Securities | Needham | MA | 04/2001 | Present |
| Guardian Life Insurance Company | Webster | MA | 06/2024 | Present |
| Park Avenue Securities | Webster | MA | 06/2024 | Present |
1. Rental property-My wife owns rental property, Start: 03/04/2015, Address: 30 St Paul Street #2 Brookline, MA, 1 non bus hr per month, Investment related, 2. Evast Realty-Owner of LLC for sole purpose of owning a rental property, Start: 12/31/2018, Address: 10 Park St Uxbridge, MA 01570, 2 non bus hr per month, Investment related, 3) B Fam Realty Group-co-manager of B Fam Realty Group, LLC, Start: 09/17/2021, Address: 7 Harding St Grafton, MA 01560, 1 total hours per month 0 during securities trading hours, Investment related, No annual compensation, 4) Trustee for Estelle Banks Revocable Trust-mother Start: 02/07/2024, Address: 17 Mark Ave Webster, MA 01570, 1 total hours per month; 0 during securities trading hours, Investment related, No annual compensation, 5) Trustee for Neal Banks Trust-brother Start: 02/07/2024, Address: 17 Mark Ave Webster, MA 01570, 1 total hours per month; 0 during securities trading hours, Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-16 |
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