James Bruce Barr

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Lake Worth, FL
• 08/2011 → 06/2018
  Gaines Financial Group
  Boca Raton, FL

Previous Registrations

• 2011-09-06 → 2018-06-15
  Gaines Financial Group
  Boca Raton, FL
• 2003-05-28 → 2011-08-09
  Ameriprise Financial Services, Llc
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Palm Beach Gardens, FL

Other Businesses

(1) 08/02/2011 - Reserve Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S). (2) 09/14/2011 - James Barr Real Estate Broker - Mortgage/Real Estate Services - INV REL - AT REPORTED BUSINESS LOCATION(S) - I hold an active real estate brokers license, which I have held for over 30 years, but only use for personal use. - NO TIME SPENT (3) 09/14/2021 - SouthFloridaFinancialPlanning.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2021 - 1 Hour Per Month/1 Hour During Securities Trading. (4) 07/08/2022 - Florida Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - website owner - Start Date - 06/27/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. (5) 07/08/2022 - Palm Beach Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/27/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-21
• S63 Uniform Securities Agent State Law Examination
  2001-08-04

Other Names

• Jim Barr