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Robert Cletus Phillips

Focus Partners Wealth, LLC

Indianapolis, IN

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-06-05
  • IN RA
    APPROVED
    Since 2025-06-05

Branch Locations

600 E 96Th Street Suite 130, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Management Group, Inc. Indianapolis IN 10/2010 12/2022
Sbo Management, Llc Indianapolis IN 12/2020 12/2022
Spectrum Wealth Counsel, Llc Indianapolis IN 01/2023 06/2025
Focus Partners Wealth, Llc Clayton MO 06/2025 Present
Slaint, Llc Indianapolis IN 01/2023 Present
  • 10/2010 → 12/2022
    Spectrum Management Group, Inc.
    Indianapolis, IN
  • 12/2020 → 12/2022
    Sbo Management, Llc
    Indianapolis, IN
  • 01/2023 → 06/2025
    Spectrum Wealth Counsel, Llc
    Indianapolis, IN
  • 06/2025 → Present
    Clayton , MO
  • 01/2023 → Present
    Slaint, Llc
    Indianapolis, IN
Previous Registrations
  • 2023-01-03 → 2025-06-30
    Spectrum Wealth Management
    Indianapolis, IN
  • 2011-09-01 → 2023-01-30
    Spectrum Wealth Management
    Indianapolis, IN
  • 2021-07-06 → 2023-01-24
    Sbo Management, Llc.
    Indianapolis, IN
  • 2005-02-28 → 2010-10-25
    Carmel, IN
    Carmel, IN
    Indianapolis, IN
  • 2002-07-01 → 2005-03-01
    Keybanc Capital Markets Inc.
    Indianapolis, IN
Other Businesses

PHOENIX PARTNERS, LLC, 600 E. 96TH STREET, SUITE 130, INDIANAPOLIS, IN 46240. NATURE OF BUSINESS: An LLC organized with the other owner of Slaint, LLC in order to make investments for the benefit of the owners. This is an investment related activity. POSITION: MEMBER. START DATE: DECEMBER 2010. HOURS PER MONTH: LESS THAN 3. HOURS PER DAY DURING TRADING HOURS: LESS THAN 1. The LLC was formed solely as a vehicle for investment purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-02
S63 Uniform Securities Agent State Law Examination 2001-08-28
  • S65 Uniform Investment Adviser Law Examination
    2002-10-02
  • S63 Uniform Securities Agent State Law Examination
    2001-08-28
Designations

View on SEC IAPD

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