Scott Roger Kimble

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 10/2017
  Principal Life Insurance Company
  Cleveland, OH
• 07/2007 → 10/2017
  Princor Financial Services Corporation
  Cleveland, OH
• 10/2017 → Present
  Lpl Financial, Llc
  Cleveland, OH
• 11/2017 → Present
  Global Retirement Partners, Llc
  Cleveland, OH

Previous Registrations

• 2008-01-02 → 2017-10-10
  Principal Securities, Inc.
  Cleveland, OH
  Des Moines, IA
  Cleveland, OH
  Cleveland, OH

Other Businesses

1.10/19/2017; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Oswald Financial /; Investment Related; at Reported Business Location(s); Start Date 10/19/2017; 140hrs/mth; 7hrs during trading 2.10/19/2017; Real Estate Rental; Real Estate Rental; Investment Related; LAKEWOOD,OH; Start Date 10/19/2017; 1hrs/mth; 0hrs during trading 3.10/19/2017; Rental property; Real Estate Rental; Investment Related; 5539 Windrush Ct Cleveland,OH; Start Date 10/19/2017; 1hrs/mth; 0hrs during trading 4.03/29/2018; Oswald Financial; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 10/19/2017; 140hrs/mth; 7hrs during trading; 5.03/29/2018; Global Retirement Partners; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 10/19/2017; 140hrs/mth; 0hrs during trading; 6.04/25/2018; none; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 04/16/2018; 320hrs/mth; 8hrs during trading; 7.05/26/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Oswald Financial Wealth Management; Investment Related; at Reported Business Location(s); Start Date 05/22/2026; 200hrs/mth; 150hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-11-21
• S63 Uniform Securities Agent State Law Examination
  2001-09-19

Other Names

• Scott R Kimble