Derek David Kohn

Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 11/2010 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 07/2015 → 12/2021
  Ergo Bank F/K/A Farmers State Bank
  Markesan, WI
• 05/2013 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI
• 04/2026 → Present
  Midland National A Member Of Sammons Financial Group
  Sioux Falls, SD

Previous Registrations

• 2012-01-18 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Waukesha, WI

Other Businesses

[1] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 20 HRS/MONTH; APPROX. 8 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-30-2013; APPROX. 60 ADVISORY HRS/MONTH; APPROX. 15 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] AMERICAN LEGION POST #395; NOT INVESTMENT RELATED; ADDRESS: 411 SOUTH MAIN STREET, KINGSTON, WI 53939; NATURE: NON-PROFIT MILITARY VETERANS ORGANIZATION; POSITION: TREASURER; STARTED: 06.01.2021; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; APPROX. 5 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: PAY BILLS AND TRACK-MONITOR THE CHECKING AND SAVINGS ACCOUNTS. ALSO, ATTEND MONTHLY MEETINGS, ASSIST WITH COMMUNITY BETTERMENT AND EDUCATION REGARDING DUTIES PERFORMED WHILE IN THE SERVICE. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 03.17.2023; APPROX. 3 HRS/MONTH DURING TRADING HOURS; APPROX. 2 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS. [5] MIDLAND NATIONAL A MEMBER OF SAMMONS FINANCIAL GROUP; YES-INVESTMENT RELATED; HEADQUARTERS ADDDRESS: MIDLAND NATIONAL-LIFE INSURANCE, ONE SAMMONS PLAZA, SIOUX FALLS, SD 57193; NATURE: INSURANCE & FIXED PRODUCTS; POSITION: INSURANCE AGENT; STARTED: 04.17.2026; APPROX. 2 HRS/MO DURING TRADING HOURS; APPROX. 2 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL INSURANCE AND FIXED PRODUCTS NOT OFFERED THROUGH GVCIS AND ITS AFFILIATES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-17
• S63 Uniform Securities Agent State Law Examination
  2002-03-30

Other Names

• Derek Kohn