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Jerald Lewis Butts

LPl Financial LLC

Beavercreek, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-07-09
  • OH RA
    APPROVED
    Since 2019-07-09

Branch Locations

2430 Dayton Xenia Rd Ste A-1, Beavercreek, OH 45434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Beavercreek OH 01/2009 05/2018
Securities America, Inc. Beavercreek OH 05/2018 07/2019
Securities America Advisors Beavercreek OH 05/2018 07/2019
Lpl Financial, Llc Beavercreek OH 07/2019 Present
  • 01/2009 → 05/2018
    Lpl Financial Corporation
    Beavercreek, OH
  • 05/2018 → 07/2019
    Securities America, Inc.
    Beavercreek, OH
  • 05/2018 → 07/2019
    Securities America Advisors
    Beavercreek, OH
  • 07/2019 → Present
    Lpl Financial, Llc
    Beavercreek, OH
Previous Registrations
  • 2018-05-09 → 2019-07-08
    Securities America Advisors, Inc.
    Beavercreek, OH
  • 2009-01-02 → 2018-05-29
    Lpl Financial Llc
    Cincinnati, OH
    Beavercreek, OH
Other Businesses

1. 01/01/2018 - 3 POINT WEALTH STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ BEAVERCREEK, OH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-05-25
  • S63 Uniform Securities Agent State Law Examination
    2007-05-25
Other Names
  • Jerry Butts

View on SEC IAPD

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OSAIC WEALTH, INC.
KEY INVESTMENT SERVICES LLC
FIFTH THIRD SECURITIES, INC.

Other Investors

DANIEL EARL WOLODKIEWICZ
ALEXANDER DANIEL WOLODKIEWICZ
Amy Allen
Michael Allen Beard
MARTIN FRANCIS HUMMEL
BRENT JACKSON
JOHN H CAMPBELL
STEVEN MICHAEL RYAN

Other Offices

EQUITY SERVICES, INC. · BEAVERCREEK, OH
EDWARD JONES · BEAVERCREEK, OH
G. A. REPPLE & COMPANY · BEAVERCREEK, OH
PNC WEALTH MANAGEMENT LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH
LPL FINANCIAL LLC · BEAVERCREEK, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Beavercreek, OH

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