Kenneth Dean Johnson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2019
  Next Financial Group, Inc.
  State College, PA
• 03/2019 → 06/2024
  Securities America, Inc.
  State College, PA
• 03/2019 → 06/2024
  Securities America Advisors, Inc.
  State College, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  State College, PA

Previous Registrations

• 2019-03-22 → 2024-06-14
  Securities America Advisors, Inc.
  State College, PA
• 2011-06-15 → 2019-03-25
  Next Financial Group, Inc.
  State College, PA
  State College, PA

Other Businesses

1. Hidden Hollow Cabin LLC. Position: Vice President Nature: Hidden Hollow Cabin LLC. Investment Related: No Hours: 10 Securities Trading Hours: 10 Start Date: 10/16/2018 Address: 196 Egg Hill Road, Spring Mills PA 16875 2. J&Y Consulting LLC. Position: Owner Nature: J&Y Consulting LLC. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 04/07/2014 Address: 2125 E College Ave Ste 101, State College PA 16801 PA 16801 3.EAST COLLEGE AVE PROFESSIONAL PARK CONDO ASSOCIATION POSITION: Vice President NATURE: East College Ave Professional Park Condo Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 2125 E College Ave, State College PA 16801, United States DESCRIPTION: President 4. NITTANY BROKERAGE SERVICES INC. POSITION: Owner NATURE: Nittany Brokerage Services Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/05/2005 ADDRESS: 2125 E College Ave Ste 101, State College PA 16801, United States DESCRIPTION: Sales and service of Life & Health licensed products 5. NITTANY INSURANCE AGENTS INC. POSITION: Owner NATURE: Nittany Insurance Agents Inc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2007 ADDRESS: 2125 E College Ave. Ste 101, State College PA 16801, United States DESCRIPTION: Sales & Service of Property & Casualty products 6. CENTRE FIRST BANK / OLD DOMINION POSITION: Advisor NATURE: Advisory Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2022 ADDRESS: 1276 N Atherton St., State College PA 16803, United States DESCRIPTION: I will sit on the Advisory BOD to discuss community customer service, relationships etc. 7. MYSRBS MY STATE RETIREE BENEFITS SOLUTIONS POSITION: Owner NATURE: Group Dental, Vision, Life, Insurance products and services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/2024 ADDRESS: 2125 East College Ave, Suite 101, STATE COLLEGE PA 16801, United States DESCRIPTION: Offer Group Dental, Vision, Life, and other Insurance products to retirees of Pennsylvania State Employers who lose coverage at retirement. 8. NITTANY CLOSING COMPANY LLC. POSITION: Owner NATURE: Nittany Closing Company LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/16/2009 ADDRESS: 2125 E College Ave Ste 101, State College PA 16801, United States DESCRIPTION: Tax Services / Payroll Services / Legal Referral Services 9. HOPE FUND OF PENNS VALLEY POSITION: BOD of Marketing NATURE: Hope Fund of Penns Valley INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/9999 ADDRESS: PO Box 427, Centre Hall PA 16828, United States DESCRIPTION: BOD of Marketing

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-04-20

Other Names

• Dean Johnson