Tina Marie Powers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → Present
  M&T Securities
  Philipsburg, PA
• 06/2021 → Present
  Lpl Financial Llc
  Philipsburg, PA
• 06/2021 → Present
  Lpl Financial Llc
  Philipsburg, PA

Previous Registrations

• 2016-08-31 → 2021-06-09
  M&T Securities, Inc.
  State College, PA
  Baltimore, MD
  State College, PA
  Houtzdale, PA
  Kylertown, PA
  State College, PA
  Philipsburg, PA
  State College, PA
  Cheektowaga, NY
  Williamsport, PA
  Altoona, PA
  Bellefonte, PA
  Milesburg, PA
  Pleasant Gap, PA
  Leesburg, VA
  Bellefonte, PA
  Philipsburg, PA
  Tyrone, PA
  Baltimore, MD

Other Businesses

1. 03/22/2021- STELF LLC- Real Estate Rental- INV Related- Home based Start date 09/06/2018- 1 Hour Per Month 2. 04/21/2021- DBA for LPL Business (entity for LPL business)- Wilmington Advisors @ M&T- INV Related- At STATE COLLEGE, PA 3. 01/24/2025- FLETS LLC- Real Estate Rental- INV Related- At State College, PA- Start date 01/30/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-31
• S63 Uniform Securities Agent State Law Examination
  2001-05-31

Designations

• Certified Financial Planner

Other Names

• Tina Marie Gaughan