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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-04-18 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Harrisburg, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Charlotte | NC | 02/2016 | 04/2017 |
| Tiaa | Charlotte | NC | 03/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2017 | Present |
| The Prudential Insurance Company Of Americia | Charlotte | NC | 02/2016 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-22 |
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