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Carly Lyons

Stifel, Nicolaus & Company, Incorporated

Beaver, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-05
PA RA APPROVED 2019-03-13
CT RA APPROVED 2009-09-25
  • TX RA
    APPROVED_RES
    Since 2021-01-05
  • PA RA
    APPROVED
    Since 2019-03-13
  • CT RA
    APPROVED
    Since 2009-09-25

Branch Locations

274 Third Street, Beaver, PA 15009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Beaver PA 09/2009 Present
Previous Registrations
  • 2006-05-23 → 2009-09-25
    Ubs Financial Services Inc.
    Beaver, PA
    Pittsburgh, PA
  • 2003-04-21 → 2003-04-21
    A. G. Edwards & Sons, Inc.
    Beaver, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17
Other Names
  • Carly Sochor

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · BEAVER, PA
JANNEY MONTGOMERY SCOTT LLC · BEAVER, PA
CATLIN FINANCIAL, LLC · BEAVER, PA
LPL FINANCIAL LLC · BEAVER, PA
WESBANCO SECURITIES, INC. · Beaver, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Beaver, PA
MCHENRY INVESTMENTS, LLC · BEAVER, PA
WELLS FARGO CLEARING SERVICES, LLC · BEAVER, PA

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